<?xml version="1.0" encoding="UTF-8"?>
<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing DTD v2.3 20070202//EN" "journalpublishing.dtd">
<article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="research-article">
  <front>
    <journal-meta>
      <journal-id journal-id-type="nlm-ta">IEREK Press</journal-id>
      <journal-id journal-id-type="publisher-id">10.21625</journal-id>
      <journal-title>IEREK Press</journal-title><issn pub-type="ppub">2537-0154</issn><issn pub-type="epub">2537-0162</issn><publisher>
      	<publisher-name>IEREK Press</publisher-name>
      </publisher>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.21625/archive.v4i2.755</article-id>
      <article-categories>
        <subj-group subj-group-type="heading">
          <subject>Research Article</subject>
        </subj-group>
        <Keywords><Keyword>Biomimicry</Keyword><Keyword>Adaptation </Keyword><Keyword>Plant strategies</Keyword></Keywords>
      </article-categories>
      <title-group>
        <article-title>An Approach to Adaptive Sustainable Facades Inspired by Plants</article-title><subtitle> </subtitle></title-group>
      <contrib-group><contrib contrib-type="author">
	<name name-style="western">
	<surname>Nour ElDin</surname>
		<given-names>Nadeen </given-names>
	</name>
	<aff>Ph.D. Candidate, Faculty of Fine Arts, Helwan University, Architecture department </aff>
	</contrib><contrib contrib-type="author">
	<name name-style="western">
	<surname>Abdou</surname>
		<given-names>Amal </given-names>
	</name>
	<aff>The Former Head of Architecture department, Faculty of Fine Arts, Helwan University, professor of Architecture and Environmental Sciences, Faculty of Fine Arts Helwan University</aff>
	</contrib></contrib-group>		
      <pub-date pub-type="ppub">
        <month>12</month>
        <year>2020</year>
      </pub-date>
      <pub-date pub-type="epub">
        <day>30</day>
        <month>12</month>
        <year>2020</year>
      </pub-date>
      <volume>4</volume>
      <issue>2</issue>
      <permissions>
        <copyright-statement>© 2020 © 2020 The Authors. Published by IEREK press. This is an open access article under the CC BY license (https://creativecommons.org/licenses/by/4.0/).</copyright-statement>
        <copyright-year>2020</copyright-year>
        <license license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/2.5/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.</p></license>
      </permissions>
      <related-article related-article-type="companion" vol="2" page="e235" id="RA1" ext-link-type="pmc">
			<article-title>An Approach to Adaptive Sustainable Facades Inspired by Plants</article-title>
      </related-article>
	  <abstract abstract-type="toc">
		<p>
			Nowadays, and under the global warming circumstances we are facing, particularly those resulting from the building sectors, many directions for more sustainable and eco-friendly concepts have emerged. From these sustainability approaches is the “Biomimicry” approach. This approach represents the science of imitating and benefiting from nature’s principles. Nature has provided various strategies to adapt to the surrounding conditions. There are several methodologies and tools developed following the biomimicry approach and taking nature as inspiration. However, difficulties arise in collaborating more than one discipline, which consumes a lot of time and effort, consequently cost. Furthermore, the existing methodologies are still too generic for architects. Therefore, this paper aims at developing a platform that integrates different methodologies, approaches, and tools comprehensively. In this paper, the focus would be on plant adaptations. A more focus would be on the building’s envelope specifically due to its valuable contribution to the building’s overall energy consumption. The paper seeks to integrate the plant’s adaptive strategies to the building envelope. The motivation is to tackle solutions for the building envelope environmental problems mainly for heat, water air, and light challenges. 
		</p>
		</abstract>
    </article-meta>
  </front>
  <body><sec>
			<title>1. Introduction</title>
				<p >Biomimicry
represents the science of imitating nature, where nature has proved to identify
what survives, what lasts forever. Nature knows what works by developing lots
of strategies to guarantee this survival. (Janine, 2002) Biomimicry has been classified into three levels which are according to
the way of mimicking (Zari, 2007). Mimicking the behavior or
physiological or even the morphological aspect of the living organism. In this
section, the focus would be on the plant's features as an inspiration. Plants
similar to buildings are static in their location, confronting various
environmental challenges; however, plants can strive with these conditions
through different adaptive means. Some designers consume a lot of time trying
to figure out the most efficient plant solution that suits their design
purpose. This is due to the diversity of these strategies and the variety in
the building envelope’s demands. Therefore, in this paper, an overview of the
plant’s adaptive strategies would be described. Several methodologies and other
categorization systems similar to the one proposed in this paper are available,
but in this paper, there is an emphasis on the building envelope. More focus on
the environmental challenges the building envelope encounters in hot dry
regions related to heat, water air, and light. The paper begins by
identifying the main environmental challenges that face the building envelope,
an initial selection of 200 research publications corresponding to 40 plant
strategies, from which approximately 10 plants were selected for this paper and
analyzed. The equivalent function and possible architecture application in the
building envelope are then identified according to the hot dry context. </p><p >This
paper would show a simplified methodology to this translation process from the
plant’s adaptive strategies which would help to assist the designer in
decision-making in choosing the appropriate materials and methods suitable for
a specific type of envelope regulation.</p>
			</sec><sec>
			<title>2. Biomimicry Overview</title>
				<p >Nature
has been a source of inspiration to many innovations till the 21st
century, however they were mostly limited to imitating shapes and forms.
However, lately, there was a paradigm shift in contemporary architecture, where
mimicking nature became towards deep search in nature’s function and the
strategies it offers. There are several methods for implementing biomimicry in
Architecture which will be discussed as follows:</p><p ><bold>1. </bold></p><p ><bold>2. </bold></p><p >2.1. Biomimicry
Activities</p><p >There
are two methods of applying biomimicry in architecture, either directly or
indirectly. The “Indirect” approach, Figure
1, is concerned for two disciplines
other than architecture, however, architects benefit from it indirectly. A kind
of the “ Gooey Mold” was observed as
being able to discover the straight, shortest path for reaching its food. This behavior was mainly an inspiration to
develop an algorithm that was more efficient than the conventional ones. It was
capable to discover the optimum path in a network via a minimum number of nodes
with a collaboration between biologists and computer scientists. This discovery
inspired architects indirectly and urban planners with the assistance of
computer scientists. They reused these algorithms to develop an efficient
transportation network by using minimum lines to connect a city (Tero et al., 2010). </p><p >Figure 1: On the left: The behavior of
Physarum Polycephal , on the right : The transport network in Mexico City </p><p >On the other hand, the “Direct”
approach, is an approach designed specifically for architects (Mazzoleni, 2013; Badarnah, 2020). It is a collaboration between the
biologists and architects directly to discover solutions to architectural
problems. “Architecture follows nature” is an example to direct biomimicry in
architectural design activity. Architect Ilaria Mazzoleni along with biologist
Shauna Price searched solutions of twelve animal skins behaviors. Those
behaviors were analyzed in terms of communication, thermoregulation, water
balance, and protection. Those principles were inspirations for the design
building envelope.</p><p >2.2. Biomimicry
Approaches </p><p >There
are two main biomimetic approaches, Figure
2. First, the “Problem based” approach. It was also termed “top-down” (Knippers, 2009) or “ Design looking to biology” (Zari and Storey, 2007). They all lead
to the same meaning; wherein the “problem based “ approach, designers initially
tackle a particular problem,
goal, and parameters by searching biological analogies. On the contrary,
the “Solution-based” (Bottom-up)
approach seeks nature Solutions to be applied to suitable problems (Vincent et al., 2005). For this paper, the focus would be on the
“Direct”, “Top-Down “ approach, as it is most commonly used by designers. This
approach is different than the “Solution-based” which requires people with
previous biological knowledge. </p><p >Figure 2 : The Biomimicry Approaches</p><p >2.3. Biomimetic
Tools</p><p >There
are several tools to assist the biomimetic design process. The most commonly
used is “Ask nature”, (Deldin and Schuknecht, 2015) which is a large online
database that contains biological
information .“Functional Modelling”
(Nagel et al., 2010) uses functional models to represent biological
systems. “ Bio-TRIZ”. (Vincent et al.,
2006) Simulate a contradiction matrix based on biological
phenomena and “SAPHIRE” (Sartori et al., 2010) which is intended to recognize biological
systems. However, those tools are generic for architects to efficiently benefit
from it.</p>
			</sec><sec>
			<title>3. Biomimicry and plants</title>
				<p >Throughout
history, architects have been inspired by plant strategies as shown in the
following, Figure
3. Though, most inspirations were
either structural, ornamental, or aesthetic functions, despite the variety of
the strategies they perform on other levels.</p><p >A brief
timeline presenting the plants as a source of inspiration throughout history.
The “Egyptian column” inspired by the “lotus plant”, the “Greek
column” was inspired by the “Acanthus plant”. We could also see the
“Gothic fan vaults” inspired by the “tree structure”, similar to
the “tree trunk” which was also an inspiration to “Sagrada Familia”
columns. The “Crystal Palace” also was inspired by the “lily plants”
and finally, the well-known “Fibonacci spiral” was a source of
inspiration for many architects.</p><p >Figure 3: Timeline summary to plants as
inspiration to architecture throughout history</p><p ><bold>1. </bold></p><p >3.1. lant’s adaptive
strategies</p><p >Plants are capable of adapting different environmental
challenges on different adaptive levels. Those adaptations are either static
(related to morphological adaptations) or Dynamic (related to behavioral and
physiological mechanisms). “Morphological” adaptations are related to
the plant’s shape, pattern, or structure. “Cactus” undergoes a variety
of morphological adaptations in response to harsh environments, like having
ribs, spines, and its spherical shape in some cactus species. “Behavioural”
adaptations are those actions and acts that are taken by the organism in an
interaction with the environment to survive. “Mimosa Pudica, Sp.” (Badarnah, 2017) is an example of this
type of adaptation, where it closes its leaves inwards as a result of a
physical contact stimulus. The third adaptive level represents the “Physiological”
adaptations, which is the plant’s response to the external stimuli through
chemical processes to maintain its homeostasis. Most of the “CAM” plants
undertake the photosynthesis process to adapt to dry conditions for increased
water efficiency, like in the “Ezcurra, Sp.” plant. (Ezcurra et al., 2006) Figure
4.</p><p >Figure 4 : An example to Plant's adaptive
levels</p><p >Plants are
good candidates for adaptations; they are capable of a variety of adaptations.
The following table is an example of plants' adaptive strategies to different
environmental conditions. The characteristics of 10 plants are shown in
the following table. In the type of adaptation M: Morphological, P:
Physiological, B: Behavioral. The performance: H: Heat, L: Light; W: Water; A:
Air. Table
1.</p><p >Table 1: Plants adaptive strategies</p><table-wrap><label>Table</label><table>
 <tr>
  <td>
  Plant name
  </td>
  <td>
  Adaptability
  </td>
  <td>
  Level of
  adaptation
  </td>
  <td>
  Strategy Summary
  </td>
 </tr>
 <tr>
  <td>
  Sunflower (Badarnah,
  2017)
  </td>
  <td>
  L
  </td>
  <td>
  B
  </td>
  <td>
  Sunflower track sun
  path throughout the day by bending towards light and maintaining radiation
  perpendicular surface
  </td>
 </tr>
 <tr>
  <td>
  Pinecone (Krieg, 2004)
  </td>
  <td>
  W
  </td>
  <td>
  B
  </td>
  <td>
  The pine cone opens and
  closes in response to humidity allowing air to pass through
  </td>
 </tr>
 <tr>
  <td>
  Grape leaves
  </td>
  <td>
  A
  </td>
  <td>
  M
  </td>
  <td>
  Grape’s vines
  morphology allows air to pass between.
  </td>
 </tr>
 <tr>
  <td>
  Lotus leaf (Mauseth,
  2003)
  </td>
  <td>
  W
  </td>
  <td>
  P
  </td>
  <td>
  The hydrophobic leaf is
  covered in papilla, which are small bumps or ridges covered in a thin layer
  of wax. Thus rolling water off the leaf’s surface. 
  </td>
 </tr>
 <tr>
  <td>
  Tree bark (Baumeister, 2007)
  </td>
  <td>
  H, L
  </td>
  <td>
  M
  </td>
  <td>
  a)A waxy thick layer of
  cork plays a very crucial role in preventing water loss in plants.
  b)The round
  cross-section dissipates heat and light, thus stays cool.
  (c) Rough and peeling
  crusts provide shade.
  </td>
 </tr>
 <tr>
  <td>
  Phragmites (Valk, 2006)
  </td>
  <td>
  A
  </td>
  <td>
  B
  </td>
  <td>
  Stems move air,
  generate/use air pressure difference, or temperature difference for
  ventilation.
  </td>
 </tr>
 <tr>
  <td>
  Cactus (Pohl, 2011)
  </td>
  <td>
  L,H,W
  </td>
  <td>
  M
  </td>
  <td>
  a)The outer skin of the
  stem of the Barrel Cactus is covered by a thick waxy coating to reflect the
  solar radiation, 
  b) Densely spaced
  spines provide shade skin of a cactus and reflect and diffuse the direct
  incident solar radiation.
  c) Ribs and folds
  provide shade to combat heat radiation cool down the skin. 
  </td>
 </tr>
 <tr>
  <td>
  Venus flytrap (Schleicher,
  2015)
  </td>
  <td>
  Other
  </td>
  <td>
  B
  </td>
  <td>
  Sudden deformation due
  to the structural element, altering its properties to a deformed geometric
  structure, less strained instead of high tensile or compressive stresses. It
  was described as a failure made due to amplifying small stimuli to vast
  movements beyond the limits through simple hydraulic mechanisms.
  </td>
 </tr>
 <tr>
  <td>
  Mimosa Pudica (Guo et
  al., 2015)
  </td>
  <td>
  Other
  </td>
  <td>
  B
  </td>
  <td>
  Closing its leaves and
  bending its “pulvinus”. The ventral and dorsal side of the leaf consists of
  flexor and extensor cells (motor cells), shape, and volume are changed
  according to the applied turgor pressure.
  </td>
 </tr>
 <tr>
  <td>
  Strelitzia reginae
  (bird of paradise) (Schleicher et al., 2011)
  </td>
  <td>
  Other
  </td>
  <td>
  B
  </td>
  <td>
  Bending motion to the
  bottom two petals due to bird’s weight when lands on it when a bird lands. 
  </td>
 </tr>
</table></table-wrap><p >3.2. Plants and
building envelope</p><p >Plants
like buildings remain static in their place confronting environmental
challenges, unlike animals that could move and search for shelters.
Accordingly, this paper will be concerned with the plant's adaptive strategies
as they would always be good candidates for inspiration for an adaptive
building envelope.</p><p >Figure 5: Concept scheme showing the main
objective of the study (The researcher, 2020)</p><p >Building
envelopes are similar to nature's skin, where they perform almost similar
functions. They remain both barriers to secure the inside from the outside,
tend to maintain the inner comfort. Both face the same environmental
challenges, thus developing strategies and methods to mitigate those conditions
and adapt to it. Accordingly providing thermal and light comfort, as well as suitable
air and moisture content. Figure 5, indicated the similarities between the
building envelope and nature, specifically plants.</p><p >The following Figure
6, demonstrates a comparison between the
“Man-Made” construction versus “Nature’s” creations. The comparison is in terms
of complexity, cycle, using resources, interconnection with the surroundings,
multi-functionality, and dependence on renewable energy.</p><p >Figure 6: Comparison between Man Made and
nature’s constructions</p>
			</sec><sec>
			<title>4. Current problems with the building envelope</title>
				<p >The
building envelope contributes to the building’s overall energy consumption to
reach the indoor thermal comfort, thus more attention should be taken to the
façade’s design. In this paper, the focus would be on solutions corresponding
to environmental challenges that were classified into four categories, heat,
light, water, and air regulations.</p><p >“Heat”
regulations require multiple methods like prevention, dissipation, retention,
or gaining. The aim of “light” regulation within the envelope is to
reduce or manage the amount of light incident, adjusting the amount of light,
upon a surface to improve the comfort of the space for users or improve the
functionality of the building.</p><p >“Water”
regulation is related to heat regulation by using evaporative cooling to cool
the envelope. Water conservation in hot dry regions and preventing
water loss could be through reducing the evaporation process by regulating the
temperature, SV ratio, or permeability, or water transportation. The fourth regulation of the building
envelope could perform is “air” regulation. Air regulation could be
either by air exchange through diffusion or air movement. Air movement could be
fulfilled as a result of natural convection like temperature gradients or
pressure differences. This pressure difference could be due to a variation in
volume or velocity gradient.</p>
			</sec><sec>
			<title>5. Methodology Motivation</title>
				<p >As
discussed earlier, there are several methodologies and approaches developed to
assist nature inspiration. They all share the sustainability and energy
efficiency concepts, they all agreed on the potential of mimicking nature. </p><p >However,
it was observed that they are generic; disciplines fit several professions with
different design approaches, Sims, scales, and projects; Figure
7. It was also harder to find
personnel experienced with all competent knowledge. Therefore, this methodology
is developed to be tailored to architects, specifically environmental
designers, specialized in building envelope adaptation inspired by plants.</p><p >Figure 7: Showing the differences between
Man-made constructions and nature’s strategies</p><p ><bold>1. </bold></p><p ><bold>2. </bold></p><p >5.1. Research
Approach</p><p >From the
previous table, we could deduce that there is an interrelation between three
factors, which represent the plant’s adaptive strategies, environmental
challenges; and building envelope. Remarkably, they share similar factors
offering interesting solutions and a variety of options for building
adaptation. Accordingly, they are considered as the main pillars of the
methodology generation. Figure
8. The methodology correlates between
those key components. Each plant performs a certain adaptive strategy that is
correlated to the environmental challenge (Heat, water, air, and light) it tackles at a certain level of adaptation
(behavioral, morphological, and physiological).. Those strategies are thus
categorized, classified , and organized to be easily translated to the
building’s envelope for its adaptation.</p><p >Figure 8 : The interrelation between the
methodology pillars (The researcher, 2020)</p><p >5.2. Methodology
generation</p><p >The
proposed methodology was a correlation between the x-axis, y-axis, and z-axis
as follows The database in Table
1, could be represented in a 3d
matrix. This 3D heuristic model was developed combining the three pillars,
where every two axes are interrelated as shown in Figure
9.</p><p >Figure 9 : on the left: 3d Heuristic Model
proposal, On right : Matrix A: The relation between the desired type of
regulation, and the desired adaptive level (The researcher, 2020)</p><p >This
design methodology is formed out of two main layers discussed earlier. Each
layer consists of a series of steps that are interconnected where each step
leads to the step that follows.</p><p ><bold>Layer 1</bold> is related to
the environmental factors that need to be regulated within the envelope, Figure
10. This layer is formed up of two
steps which are as follows:</p><p >·
<bold>Step 1</bold>: Defining the
environmental regulation, which is categorized into the four key environmental
factors that we focused on earlier.</p><p >·
<bold>Step 2</bold>: Specifying the
adaptive level desired according to the designer’s preferences, building
typology, and scale of application. </p><p >The
second layer<bold>, Layer 2</bold>, is
specified with the plant’s adaptive methods, it consists of four steps which
are as follows: </p><p >Figure 10 : On left: Matrix B: Describes the
relation between the desired environmental regulation and the Plant’s adaptive
strategies. On right: Matrix C: Shows the relation between the plant domain and
the adaptive level (The researcher, 2020)</p><p >·
<bold>Step 3:</bold>
Defining the adaptation type, whether it is a Macro level: morphological
(static) /behavioral (dynamic) or micro level: psychological. (static)</p><p >·
<bold>Step 4</bold>:
Afterwards, datasheet for the available plant domains that are relevant to the
selected type of environmental challenge, the designer subsequently the
adaptive and most suitable strategy for the desired project.</p><p >·
<bold>Step 5:</bold>
Once the designer set their preferences and entered the inputs as well as chose
the suitable strategies that fit the building’s typology; another database with
possible architectural application relevant to this strategy would be
suggested. Figure 11.</p><p >Figure 11 : Matrix (B) description and
segmentation (the researcher, 2020)</p>
			</sec><sec>
			<title>6. Case Studies</title>
				<p >The following section shows an example of the utilization
of the proposed methodology in generating solutions inspired by plants. Two scenarios for three building types, each
tackling an environmental challenge on a certain adaptive level through
navigation within this 3d-heuristic model.</p><p ><bold>1. </bold></p><p >6.1. Scenario 1 </p><p >Assuming that the building typology is an office building
that requires “light” regulatory solutions. The architect subsequently starts
navigation according to the aforementioned steps. First, selecting “light” as
an environmental challenge. Second Choosing “physiological” as the adaptive
level. If “Ivy Plant ” was chosen, a
corresponding datasheet to this choice, with a
description of strategies developed by Ivy plants, an example of a project
that adopted a similar adaptive strategy for the same purpose, Figure
12.</p><p >Figure 12 : Example to Utilizing the use of
solar ivy in renovating an office building for light regulation on the physiological
level</p><p >6.2. Scenario 2</p><p >The researcher assumed that the architect has chosen “
Heat” regulation on the “ Morphological” level. Out of the resulted plant
strategies, it was assumed that the architect chose “Treebark’s” solution for
example. The corresponding existing
project mimicking tree bark strategies is CH2 building as shown in Figure
13.</p><p >Figure 13: Example to Utilizing the use of tree
bark strategy in renovating residential building for heat regulation on the morphological
level</p>
			</sec><sec>
			<title>7. Findings</title>
				<p >It could
be observed that the methodology could assist the idea generation process and
allowing the architect to visualize the building’s ideas either for renovation
or new buildings. The generated ideas would contribute to the outcome of the
total energy savings of the building. For instance, the adapted strategies
would contribute to visual comfort, total energy savings, HVAC savings, natural
lighting.</p><p >The
proposed scenarios indicate the difference between conventional building and a
biomimetic building applying plant’s adaptive strategies. It also minimizes the
search process where all the abundant information is classified in a systematic
methodology.</p>
			</sec><sec>
			<title>8. Conclusion </title>
				<p >Mimicking
plants offers a comprehensive database for building envelope adaption.
Therefore, this paper has shown and analyzed selected plant’s strategies with
proposed solutions that offer opportunities that could be implemented. However,
there are still some unexplored areas for future research that could be
following the same methodology. </p><p >As it
could be observed, plant’s inspirations are available to be used by the
architect directly without the need for any biologist's experience or
multi-discipline team in the design process.</p><p >It was
also observed that each plant could have more than one biomimetic strategy,
thus the database was necessary to facilitate and simplify the selection
process. It as well contributions to deciding which strategy and which plant
could be further explored. </p><p >This
paper has investigated simplified plant’s problems and challenges to assist
understanding and underlying their main concepts and translate them to
corresponding architectural applications depending on the building’s typology.
This methodology acts like an “idea generation” a tool to the designer’s aiming
at overcoming environmental challenges facing the building envelope.</p>
			</sec></body>
  <back>
    <ack>
      <p> </p>
    </ack>
  </back>
</article>